4. Prepare an Oral Reply
In important disciplinary cases, presenting an oral reply before a Deciding Official can make a significant difference. This is your chance to:
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Emphasize key arguments
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Highlight mitigating circumstances
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Reinforce why discipline should be reduced or withdrawn
Experience in oral advocacy can directly influence outcomes.
5. Understanding the Douglas Factors
The Douglas factors are used in federal disciplinary cases to argue for a lesser penalty. Established by the MSPB in Douglas v. Veterans Administration, they include considerations such as:
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Length of service
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Past performance and awards
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Absence of prior discipline
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Whether the offense was intentional or negligent
Agencies must consider these factors when determining a reasonable penalty.
6. What Happens After Your Response
Once written and oral responses are complete, the agency’s Deciding Official issues a final decision. Outcomes may include:
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Disciplinary action upheld
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Penalty reduced
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Proposed action rescinded
You’ll also receive a notice outlining your appeal rights.
7. Appeals Options After an Adverse Action
If the final decision is adverse, you may have one or more appeal options depending on your circumstances.
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Merit Systems Protection Board (MSPB) – appeals for adverse actions like removals and long suspensions
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Agency grievance procedures – if covered by a union contract
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Equal Employment Opportunity (EEO) complaints – if discrimination or retaliation is involved
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Office of Special Counsel (OSC) – for whistleblower retaliation claims
Deadlines for appeals are strict — often as few as 30 days — so prompt legal support is essential.
8. Why You Need an Experienced Federal Employment Lawyer
Defending a federal disciplinary action is not just procedural, it is a chance to reverse or mitigate damage to a federal employee’s career. A skilled attorney can:
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Analyze and challenge agency evidence
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Identify procedural errors
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Craft persuasive mitigation arguments
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Navigate complex appeals, including MSPB and OSC complaints
With decades defending federal employees, Berry & Berry, PLLC helps clients protect their jobs, benefits, and retirement.
Frequently Asked Questions About Federal Employee Disciplinary Actions
What should I do after receiving a proposed suspension or removal?
After receiving a notice of proposed discipline, you typically have a limited amount of time to respond before a final decision is made. This is your primary opportunity to challenge the agency’s allegations, present evidence, and argue for a lesser penalty. Many employees choose to consult an attorney at this stage because an effective response can sometimes prevent or reduce discipline before it becomes final.
How long do I have to respond to a federal disciplinary action?
Response deadlines vary by agency and the type of action, but employees are commonly given 7 to 30 days to submit a written response and request an oral reply. These deadlines are strict, and missing them can limit your ability to influence the outcome. The proposal notice should specify the exact timeframe.
Can I respond orally instead of in writing?
In many cases, federal employees are entitled to both a written response and an oral reply to the deciding official. An oral reply allows you to address concerns directly, clarify misunderstandings, and humanize your position. Written responses, however, are often critical because they create a record that may later be reviewed on appeal.
What are the Douglas Factors and why do they matter?
The Douglas Factors are a set of criteria agencies must consider when determining an appropriate penalty, including your work history, intent, consistency of discipline, and potential for rehabilitation. A strong response often focuses on these factors to argue that the proposed penalty is excessive or unreasonable. Addressing the Douglas Factors can significantly affect the final outcome.
Do I need an attorney before a final decision is issued?
While representation is not required, many federal employees seek legal guidance during the proposal stage because this is when discipline can sometimes be mitigated or avoided altogether. Once a final decision is issued, options may become more limited and costly. Early legal involvement can help ensure your response is strategic and complete.
Can disciplinary actions be appealed to the MSPB?
Some disciplinary actions, such as removals, demotions, and lengthy suspensions, may be appealable to the Merit Systems Protection Board (MSPB). Eligibility depends on factors such as your employment status, length of service, and the nature of the action. Appeal rights are typically explained in the final decision notice.
Get Help Today
If you’ve received a proposed disciplinary or adverse action, don’t wait. Contact us for experienced legal representation at (703) 668-0070 or click here.
